Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow.
Responsibilities:
Assist in the development and completion of a comprehensive risk based, Internal Audit plan, including SOX testing, and ensuring that all activities conform to established Internal Audit Department policies and procedures
Develop and use programs and analyses that assist in the audit and monitoring processes
Assist the organization in the monitoring and assessment of various areas of risk, including but not limited to credit, liquidity, compliance, interest rate, price and/or capital management risks.
Prepare, review, and present audit results with all levels of management
Serve as lead auditor on specific assignments directing the activity of audit team members and/or third-party providers
Prepare and execute specific audit programs, procedures, and tasks to provide assurance on the adequacy of governance, risk management, control and compliance processes of the Bank
Work with managers of various business units to coordinate responses and develop action plans, as necessary, to respond to deficiencies and/or recommendations noted from internal audit, external auditors, and regulators
Ensure the quality of all internal audit work complies with Internal Audit Department Charter, established policies and procedures, and professional standards
Through continuous education, maintain and improve knowledge of corporate governance, risk management, internal controls, compliance and internal audit processes
Perform other duties as assigned
Qualifications:
Bachelor’s and/or master’s degree in accounting, Finance or Business Administration preferred
Holds or is actively pursuing professional certification(s) such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), and/or other financial services related certifications.
5+ years of Internal Audit, public accounting, regulatory experience specific to banking required.
Experience auditing financial services companies/banking institutions and regulatory experience strongly preferred. (For example, credit reviews, capital planning, liquidity, asset and liability management, BSA, compliance or related risks)
Knowledge of Sarbanes-Oxley (SOX) processes such as internal control documentation, walkthroughs, testing and reporting preferred
Big 4 accounting or consulting firm experience preferred.
Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio, Access, and Power BI.
Experience with audit analytics tools (i.e. ACL, IDEA) and visualization tools (i.e. Tableau, Power BI) preferred.
Understanding of commonly used International Professional Practices Frameworks (COSO and PCAOB), risks within financial services and related risk management processes preferred
Superior communication (verbal and written), negotiation and presentation skills required
Strong organizational skills, including effective time management and project management required
