Our client is a premier retirement management practice that goes beyond just managing investments. They serve as guides for their clients as they transition to spending down their hard-earned retirement savings through comprehensive planning. They manage over $900 million in client assets. The level of care and services they provide ensure their clients feel financially secure and prepared for this next phase of their lives. Their core values are integrity, accountability, and courage.
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Responsibilities
- Executing buy or sell orders and rebalancing orders in Envestnet and maintaining asset allocation
- Following up on trade rejects and resolving all trade-related issues
- Preparing and processing all paperwork needed for investment/advisory accounts
- Monitoring, executing and following up on asset transfers and on initial and subsequent funding of advisory accounts
- Implementing initial and subsequent asset allocation trades
- Discussing potential rollover opportunities from other retirement plans
- Processing proposal amendments, monitoring alerts and annual reviews in Envestnet
- Monitoring holdings for program eligibility and advisory accounts
- Participating in client meetings for financial or investment plan development or presentation
- Corresponding with clients to handle advisory related service issues
- Explaining advisory products or advisory performance to existing clients
- Providing services and administering advisory products
- Accepting redemptions/withdrawals from clients and communicating instructions to home office
- Discussing tax consequences, costs and advisory fees
- Performing cashiering functions
- Running performance reports in Envestnet, Morningstar and NMCI
Qualifications
- Bachelor's Degree in business, finance, and/or related field
- Series 6 or 7 and 63
- 3-5 years financial planning experience
- Has an extremely client-focused, proactive/"what more can I do?" approach
- Has the ability to work independently, as well as part of team, and actively contributing to the group to complete tasks, meet goals or manage projects
- Encompasses effective interpersonal skills to work collaboratively with team members
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