In this role, someone with experience in auditing, operational risk, and capital markets will excel. This person will serve as the auditor-in-charge, planning, scoping, and completing various audit engagements. They will also be responsible for confirming remediation was properly completed and will serve as a mentor to juniors on the team. Your responsibilities also include proactively identifying and evaluating regulatory, operational, and strategic risks, and providing actionable recommendations for improvements.
Key Responsibilities:
- As Auditor-in-Charge, lead, execute, and document various audit activities throughout the audit life cycle.
- Make recommendations, provide guidance, and communicate effectively across various seniority levels, the team, and regulators.
- Manage audits related to organizational changes, such as business requirements and technology implementations, ensuring alignment with business objectives.
Qualifications:
Education:
- Bachelor's degree in Business or a relevant field such as Finance, Economics, Accounting, etc.
- Related certifications are preferred such as: CIA, CFSA, CRMA, etc.
Experience:
- Minimum of 5 years in audit, operational risk, banking, clearing house, brokerage, or other financial services experience.
- Experience expanding audits to non-covered or incomplete areas is a plus.
- Experience auditing operations is highly preferred.
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