Associate Principal - Internal Audit Business & Risk

Selby Jennings • Chicago, IL, United States • $200k - $250k / year • 1w ago

In this role, someone with experience in auditing, operational risk, and capital markets will excel. This person will serve as the auditor-in-charge, planning, scoping, and completing various audit engagements. They will also be responsible for confirming remediation was properly completed and will serve as a mentor to juniors on the team. Your responsibilities also include proactively identifying and evaluating regulatory, operational, and strategic risks, and providing actionable recommendations for improvements.

Key Responsibilities:

As Auditor-in-Charge, lead, execute, and document various audit activities throughout the audit life cycle.
Make recommendations, provide guidance, and communicate effectively across various seniority levels, the team, and regulators.
Manage audits related to organizational changes, such as business requirements and technology implementations, ensuring alignment with business objectives.

Qualifications:

Education:

Bachelor's degree in Business or a relevant field such as Finance, Economics, Accounting, etc.
Related certifications are preferred such as: CIA, CFSA, CRMA, etc.

Experience:

Minimum of 5 years in audit, operational risk, banking, clearing house, brokerage, or other financial services experience.
Experience expanding audits to non-covered or incomplete areas is a plus.
Experience auditing operations is highly preferred.

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