About The Company
Our client is a global asset manager with over $570 billion in AUM with investment expertise in areas such as multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance. The Senior Analyst will be part of the firm’s compliance department.
Responsibilities
- Manage the development, implementation, and testing of compliance policies as well as aiding with compliance examinations, surveillance, and training.
- Prepare regulatory filings, maintain records, and oversee various service providers.
- Collect and assemble materials for fund Board of Directors meetings and work closely with board members.
- Be involved in the firm’s compliance program under Rules 38a-1 of the Investment Company Act and 206(4)-7 of the Investment Advisers Act.
Requirements
- Bachelor’s degree required.
- 2-5 years of work experience with an investment advisor or broker-dealer.
- Working knowledge of the Federal securities rules and regulations.
Salary Range
$80,000-$110,000
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