Job Title:
Senior Financial Investigations Analyst
Location:
Miami, FL
Salary:
$75,000 - $110,000 + benefits
Start:
ASAP
Company Overview
Join this global banking group, a leader in the financial industry renowned for its innovative solutions and client-centric approach. With a strong commitment to fostering talent and driving excellence, we are seeking an experienced and visionary Investment Banking Vice President to join our esteemed team.
Job Description
The Senior Financial Investigations Analyst is responsible for performing investigations to identify suspicious activities and prevent financial crime. Responsibilities include developing investigation summaries including KYC analysis, transactions assessment, negative media research and disposition, ensuring adherence to established policies and procedures.
In addition, the Senior Financial Investigations Analyst also supports the Transaction Monitoring Unit (TMU) with alerts dispositions and other duties assigned by the immediate supervisor. The Senior Financial Investigations Analyst reports to the Financial Investigations Unit Manager.
- Investigation Process: Outline and develop investigation summaries, including the referred to investigations (RTI) template review, KYC analysis, transactions assessment, and negative media research and disposition, within 13 months extended scope. Write clear and concise narratives to support the SAR/No-SAR dispositions.
- Support the Transaction Monitoring (TM) Unit with alerts dispositions.
- Conduct manual reviews including concentration accounts, trade finance transactions, among others.
- Develop and participate in education, training, and awareness activities as part of the transaction monitoring program.
- Maintain a good working relationship with and knowledge of business units and organizational groups within the Bank.
- Other duties as assigned or requested by Supervisor.
Required Skills and Experience
- Bachelor's degree required or equivalent experience.
- 3 - 5 years of relevant experience or demonstrated required level of proficiency.
- Knowledge of the Private Banking Industry and regulations.
- Ability to analyze risk data and provide recommendations and/or resolutions to mitigate risk scenarios.
- Ability to summarize, document, and communicate information in a clear and concise manner.
- Ability to work independently as well as collaboratively within a team environment.
- Ability to function in a deadline-intensive environment, managing multiple responsibilities while effectively focusing on priority issues.
- Knowledge of BSA/AML/OFAC/Terrorist Financing related regulations.
- Knowledge of Microsoft Excel, Word, and PowerPoint.
- Excellent communication skills: writing & verbal.
- Knowledge of AML/OFAC related software.
- Preferred knowledge of ASSIST (monitoring transactions system).
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