Position Title: INTERNAL RISK AND COMPLIANCE AUDITOR
Location: REMOTE/HOUSTON/MIDLAND
FLSA Class: EXEMPT
Responsible to: VICE PRESIDENT-PEOPLE OPERATIONS
Position Summary: The Internal Risk and Compliance Auditor is responsible for conducting internal audits to assess the effectiveness of risk management, control, and governance processes within the organization. The auditor will evaluate compliance with applicable laws, regulations, and internal policies, providing recommendations to enhance operational efficiency, mitigate risks, and ensure compliance within the organization.
Essential Duties and Responsibilities:
- Risk Assessment and Planning:
- Develop and implement a risk-based audit plan, including identifying key
areas of risk and prioritizing audit activities.
- Conduct preliminary risk assessments to identify potential issues or areas
of concern.
- Work with management to understand and evaluate the organization’s risk
profile.
- Audit Execution:
- Conduct audits of operational, financial, and compliance-related
processes.
- Evaluate the adequacy and effectiveness of internal controls and risk
management processes.
- Review and assess the organization’s adherence to internal policies.
- Analyze data and documents to detect control deficiencies, fraud, or noncompliance with laws, regulations, and management policies.
- Reporting and Communication:
- Prepare clear, concise, and accurate audit reports, summarizing findings,
risks, and recommendations.
- Communicate audit results to senior management and relevant
stakeholders.
- Follow up on audit findings and recommendations to ensure corrective
actions are implemented.
- Compliance Monitoring:
- Monitor changes in regulations and internal policies to ensure ongoing
compliance.
- Assist in the development and implementation of compliance programs,
policies, and procedures.
- Provide guidance and training to employees on compliance and risk
management matters.
- Continuous Improvement:
- Identify opportunities to improve the efficiency and effectiveness of
internal controls and risk management processes.
- Stay updated on industry best practices, emerging risks, and new
regulations affecting the organization.
- Collaboration:
- Collaborate with other departments to ensure alignment of audit activities
with organizational goals.
- Work closely with external auditors and regulatory bodies during
inspections and audits.
Other Requirements:
- Education: Bachelor’s degree in accounting, Finance, Business Administration,
or a related field.
- Experience: 3-5 years of experience in internal auditing, risk management,
compliance, or a related field
- Knowledge: Strong understanding of risk management, internal controls, and
regulatory compliance requirements.
- Skills: Excellent analytical, problem-solving, and communication skills.
- Proficiency in audit software and Microsoft Office Suite.
- Attributes: High level of integrity, attention to detail, and the ability to work
independently or as part of a team
The above statements are intended to describe the general nature and level of work being performed by employees assigned to this classification. All personnel may be required to perform duties outside of their normal responsibilities from time to time, as needed. #misc
**VoltaGrid is an Equal Opportunity Employer that does not discriminate on the basis of actual or perceived race, creed, color, religion, alienage or national origin, ancestry, citizenship status, age, disability or handicap, sex, marital status, veteran status, sexual orientation, genetic information, arrest record, or any other characteristic protected by applicable federal, state or local laws.
Our management team is dedicated to this policy with respect to recruitment, hiring, placement, promotion, transfer, training, compensation, benefits, employee activities, and general treatment during employment.** #corporatecampaign
Experience
Required
- Bachelor’s degree in accounting, Finance, Business Administration, or a related field.
