POSITION DESCRIPTION
POSITION: Senior Auditor REPORTS TO: Team LeaderDIVISION: Internal Audit
DEPARTMENT: Corporate & Investment Banking – Finance & Process Audit
Function:
- Evaluate and make recommendations regarding internal control processes and related procedures as they relate to effectiveness and compliance with bank policies and regulations. In addition, accounting and financial records will be reviewed and analyzed.
- Execute the tasks assigned in the work program and cooperate with the team leader in the development of each phase of the field work. Identify relevant risks and report to the team leader. Establish relationships with clients and contribute ideas to improve the audit methodology. Collaborate in the training and supervision of auditors, emphasizing the implementation of the audit methodology.
- Develop partnerships with clients by understanding their goals and deliverables, key business processes, technologies, risk management practices, and areas of potential risk. Support other audit teams from time to time.
- As improvement is demonstrated, this person will be placed in charge of selected audits and special projects as they arise.
Education & Training:
- Bachelor’s degree is required. A major in Accounting or Finance is preferred. A professional designation such as CPA, CIA, etc. is a plus.
- Three or more years of experience in auditing, accounting, investment banking, broker-dealer, or securities industry preferred.
- Four or more years of experience in auditing, accounting, investment banking, broker-dealer, or securities industry preferred.
Skills Required:
- Proficiency in MS Office Products.
- Excellent written and verbal communication skills.
- Willingness to travel domestically and internationally, as required.
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