Charles Schwab Senior Auditor, Corporate Functions - Westlake, Texas
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm, and the world.
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to ensure significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management.
The Corporate internal audit enterprise team is seeking a Senior Auditor (Senior Specialist). The Corporate team is responsible for execution of audits over the firm’s corporate and risk management functions.
What you’ll do:
- Audit Execution: Participate in the planning and execution of internal audit assignments, ensuring work is performed in accordance with IIA standards and IAD policies and procedures.
- Issues Identification: Identify and draft audit observations based on audit testing results.
- Issue Management and Validation: Conduct validation testing of audit issue action plans completed by the business.
- Risk Assessment: Participate in the annual Risk Assessment process.
- Coaching: Provide support, mentoring, and feedback to audit team members.
- Administration/Training: Complete firm-wide and departmental administration and training requirements.
- Other Initiatives/Special Projects: Assist with special projects related to business operational improvement or internal team needs.
What you have:
- 3 - 5+ years of financial services-related audit experience.
- Demonstrated experience performing internal audits in a complex operational and regulatory environment.
- CPA, CIA, CISA strongly preferred.
- Excellent analytical skills and strong verbal and written communication skills.
- Ability to travel occasionally, less than 5%.
What you’ll get:
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service
- Health, dental, and vision insurance
Schwab is an affirmative action employer, focused on employing and advancing in employment qualified women, racial and ethnic minorities, protected veterans, and individuals with disabilities in the workplace.
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