Job Description:

Monroe Consulting, an executive recruitment firm, is currently recruiting for a local securities and investment services provider. They have provided a full range of investments & consulting services over multiple financial products including equity, fixed income, derivatives, structure notes, and more to both retail and institutional clients.

Responsibilities:

Prepare supplementary documents for the application for a license for digital asset business of the operations department (account opening, settlement, asset safekeeping, and call center).
Set up the back-office system for settlement, asset safekeeping, customer service, and online account opening.
Collaborate across functional teams within compliance to ensure effective operations in connection with AMLO regulations and The Securities and Exchange Commission.
Contact and coordinate with banks for financial transactions and NDID for identity verification.
Define, document, implement, and maintain an efficient operational framework.
Review data management system reports to meet business objectives.
Supervise the Operations Department, ensuring delivery of high-quality services to clients.

Requirements:

Multiple years' experience in financial services industry, preferably in securities business.
Multiple years' experience in team management.
Fluent in Thai and English (spoken and written).
Good interpersonal, communication, and teamwork skills.
Leadership skills.
Ability to work under pressure and tight timelines.

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Monroe Consulting Group

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Head of Securities Operations (Investment Brokerage), Thailand