Overview
This is a hybrid role (if located in Charlotte or Raleigh, NC) with the expectation that time working will regularly take place inside and outside of a company office. Two days a week in office. Open to remote in several markets for highly qualified candidates.
This Senior Auditor position supports the Finance and Accounting audit team by testing the design and effectiveness of internal controls. This role includes identifying risks, documenting and evaluating the design and execution of internal controls and ensuring compliance with applicable regulatory requirements including Sarbanes-Oxley and familiarity with Large Financial Institution expectations. Develops procedures that improve system efficiency and mitigate risk. Assists in the supervision and review of audit activities, including advanced reporting and participation in projects as needed.
Responsibilities
- Audit - Executes audit procedures, performs advanced analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
- Process Improvement - Creates reports and other documentation to communicate findings. Designs procedures, techniques, and sample approach to validate testing methods. Proposes audit recommendations to improve efficiency and compliance. Cooperates with independent auditors and provides support of external audits as needed.
- Risk Assessment - Evaluates risks within the internal audit control system. Suggests process improvements to mitigate or avoid financial losses.
- Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.
Qualifications
Bachelor's Degree and 2 years of experience in Accounting, internal audit, or finance OR High School Diploma or GED and 6 years of experience in Accounting, internal audit, or finance.
Preferred Area of Study: Business, Finance, Accounting or other directly related field.
License or Certification Type: Possess or in process of obtaining designation as a Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).
Preferred Skills:
- Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures.
- Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules, and SOX Act.
- Advanced Microsoft Office skills.
- 1-2 years of experience in internal audit at a large financial institution and/or Big 4 audit experience.
First Citizens benefits programs are designed to meet our associates where they are in life. Full-time associates (20+ hours) are offered a comprehensive benefits program, with customized offerings, including those designed to support families, however defined. More information regarding our benefits offerings can be found here: https://jobs.firstcitizens.com/benefits.
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