Job Highlights
| Title |
Brokerage/Insurance Support Specialist |
| Type |
Full Time |
| Experience |
1-2 Years |
| Function |
Retailing |
| Location |
Cincinnati, OH, United States |
| Company |
Fifth Third Bank |
Company Profile
Fifth Third Bank operates four main businesses i.e. commercial banking, branch banking, consumer lending, and wealth/asset management.
Job Profile
The company is looking for a Brokerage/Insurance Support Specialist who will support the FTS Product Manager in the day-to-day operations of the Securities Product platform including annuities, UIT, Structured Products, Fixed Income, Plan Business, Managed Money, and Insurance.
Conduct due diligence reviews and data analytics, and provide reporting and analysis, as part of the overall product framework.
Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally following policies and procedures as defined.
Accountable for always doing the right thing for customers and colleagues and ensuring that actions and behaviors drive a positive customer experience.
Education Level
Work Experience
- 1-2 years of investment and operational experience
Duties/Responsibilities
- Aide in updating current compliance procedures.
- Assemble and disseminate reports to key stakeholders on the product set noted above.
- Assist in the development and coordination of field training for new products and product initiatives
- Assist in the planning of the annual FTS Educational Summit.
- Assist the FTS Product Manager with the monthly, quarterly, and annual product analysis and due diligence, as required by product type, to ensure regulatory compliance and internal requirements are being satisfied.
- Assist with field communication on product and rate changes
- Assist with the coordination with product company, asset managers, and vendors on FTS initiatives and product enhancements.
- Assist with the implementation of new products, trading platforms, systems, and strategies.
- Compile and analyze data to identify trends, opportunities, and risks for the product set noted above.
- Complete product due diligence reviews for the product set noted above.
- Coordinate escalated case issues with compliance, operations, and product partners as needed
- Coordinate with compliance and vendors on the submission of product partner materials
- Responsible for the creation and execution of product launch plans in coordination with business partners and key stakeholders.
- Serve as a resource to the field for client service questions on the product set noted above.
- Work directly with the Compliance group to respond to any regulatory or internal audit requests.
Skills/Knowledge/Abilities
- Excellent Excel skill set knowledge
- Excellent interpersonal skills, and written and verbal communication skills.
- In-depth working knowledge of investment products.
- Required Series 7 and 66 4, 24, and Life and Health preferred.
Working Conditions
- Extended viewing of CRT screen.
- Normal office environment with little exposure to dust, noise, temperature, and the like.
Benefits/Perks
- Alternative work arrangements
- Flexible Spending Accounts
- Health and financial wellness program
- Medical, dental, vision, disability, life insurance plans
Employer’s Statement
Fifth Third Bank is an Equal Opportunity Employer. The bank considers all qualified applicants regardless of race, color, gender, national origin, religion, age, disability, sexual orientation, gender identity, military status, veteran status, or any other legally protected status.
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