Location: For Those Who Work At Home - Various, Ohio 44144
JOB TITLE: Chief Compliance Officer, KBNA Swap Dealer
JOB DESCRIPTION
The Swap Dealer Chief Compliance Officer (CCO) is a senior compliance risk position responsible for leading a compliance program that ensures KeyBank NA (KBNA) Swap Dealer employees understand and comply with all required rules and regulations. The position is part of a second line of defense compliance program tasked with developing business plans, policies and procedures and as needed, providing support various projects to improve program efficiencies. The Swap Dealer CCO oversees a team of compliance professionals responsible for maintaining core compliance programs in support of Swap Dealer lines of business, as well as the KeyCorp risk management infrastructure.
ESSENTIAL JOB FUNCTIONS
- Designated CCO for KeyBank NA's registered Swap Dealer, which provides Interest Rate swaps, Commodity hedging and Foreign Exchange transactions for clients across the Key enterprise.
- Leads a team of 4 compliance professionals responsible for all aspects of Swap Dealer compliance, including Swap Data Repository (SDR) reporting, trade surveillance, and trade reconstruction.
- Senior position in Key's Risk Management infrastructure reporting to CCO of Institutional Bank and Swap Dealer Management.
- Will oversee conversion of Swap Dealer core systems, including back office consolidation for derivatives, FX, and collateral, as well as implementation of new swap transaction surveillance platform.
REQUIRED QUALIFICATIONS
- Strong understanding of Interest Rate swaps, Commodity hedging, and Foreign Exchange transactions.
- Significant experience with CFTC/NFA swap dealer regulations, including SDR reporting and trade execution.
- Thorough understanding of industry trends and strong connection to resources for timely regulatory intelligence.
- Ability to analyze evolving regulatory guidance, effectively communicate to senior management, and implement change proactively.
- Familiarity with back office and transactional systems.
PREFERRED QUALIFICATIONS
- Prior regulatory experience or financial industry license(s) a plus.
COMPETENCIES/SKILLS
- Business Acumen.
- Innovative Team Worker.
- Strategic Agility.
- Timely Decision Making.
- Priority Setting.
- Drive for Results.
- Customer Focus.
- Interpersonal Savvy.
- Executing Vision and Purpose.
EQUIPMENT USED/PHYSICAL REQUIREMENTS
- Access to various trading systems, market data information, and general Microsoft Office tools.
TRAINING REQUIRED
- Satisfy NFA swaps proficiency requirements.
JOB LOCATION
- Flexible
- Preferred Location: 127 Public Square, Cleveland, OH or 1301 Avenue of the Americas, New York, NY
- Additional Locations: 227 West Monroe St., Chicago, IL
- Hybrid considered.
COMPENSATION AND BENEFITS
This position is eligible to earn a base salary in the range of $200,000 to $235,000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.
Please click here for a list of benefits for which this position is eligible.
Key has implemented a role-based Mobile by Design approach to our employee workspaces, dedicating space to those whose roles require specific workspaces, while providing flexible options for roles which are less dependent on assigned workspaces and can be performed effectively in a mobile environment. As a result, this role may be Mobile or Home-based, which means you may work primarily either at a home office or in a Key facility to perform your job duties.
Job Posting Expiration Date: 10/30/2024
KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to building a diverse, equitable and inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or other protected category.
Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.
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